Brenda Hamilton, Securities and Going Public Lawyer
Posts by Brenda Hamilton, Securities and Going Public Lawyer:
- SEC Settles with Morningview Financial, LLC and Its Managing Member, Miles M. Riccio, Alleged to Have Acted as Unregistered Dealers
- Pink Current will become OTCID on July 1, 2025
- What Are American Depositary Receipts (“ADRs”)?
- Philip Verges Indicted for Manipulating Five Publicly Traded Companies and Defrauding Investors of Over $200M
- Foreign Private Issuer Periodic Reporting on Form 20-F and Form 6-K
- Clinton Greyling Sentenced for Role in Unregistered Broker Scheme
- SEC says John Clayton, owner of Standard Registrar and Transfer Co, secretly acquired and dumped millions of shares of microcap stocks.
- Court of Appeals partially Rules in Favor of Alpine Securities but Alpine not out of the woods yet
- What to Expect From Trump’s SEC
- The SEC Announces Enforcement Results for Fiscal Year 2024
- SEC brings charges against BIT Mining Ltd, Azure Power Global Ltd and Adani Green Energy Ltd in alleged massive bribery schemes
- The SEC’s Amended “Dealer” Definition for Toxic Lenders
- SEC Charges Olayinka Oyebola and His Accounting Firm With Aiding and Abetting Massive TINGO Fraud
- Securities Attorney Matthew C McMurdo suspended by the SEC
- SEC Charges Multiple Individuals and Entities in Relationship Investment Scams
- Commissioner Mark Uyeda Dissents in Unregistered Dealer SEC Enforcement Action
- Mullen Automotive (MULN): What to Do About Serial Reverse Splitters
- SEC Charges Seven NASDAQ Listed Public Companies with Violations of Whistleblower Protection Rule
- Are SEC Whistleblower Awards the Road to Riches or a Waste of Time?
- Court Vacates Order in Unregistered Dealer, Crown Bridge Partners Case
- GHS Investments LLC and its owners, Mark Grober, Sarfraz Hajee and Matthew Schissler, settle with SEC – agree to pay disgorgement and fines and surrender remaining notes, warrants and stock.
- SEC Charges OTC Link LLC with Failing to File Suspicious Activity Reports
- Cassava Sciences (SAVA) Faces an Indictment and at Least Two Investigations
- Meta Materials (MMAT) Declares Chapter 7 Bankruptcy
- SEC Charges Ideanomics, its former Chairman and CEO, Zheng (Bruno) Wu, current CEO, Alfred Poor, and former CFO, Federico Tovar with Accounting and Disclosure Fraud
- SEC Awards Whistleblower a Bounty of More Than $37 Million
- OTC Markets Group Guidance on Dilution Risk with Respect to OTCQX and OTCQB Applicants
- Attorney Mark Basile to Participate in Federal Enforcement Action SEC v. Carebourn Capital L.P. and Chip Alvin Rice
- Andrew Left of Citron Research Indicted by the DOJ and Charged by the SEC
- Jury finds Guy Gentile liable as control person of SureTrader in SEC case
