Brenda Hamilton, Securities and Going Public Lawyer
Posts by Brenda Hamilton, Securities and Going Public Lawyer:
- When is a NYSE and NASDAQ Director independent? Independent Director Compliance
- SEC Provides Rule 506(c) Guidance for Accredited Investor Verification
- Accell Audit & Compliance, P.A. Permanently Revoked by the PCAOB
- The SEC retreats on its view of Crypto Assets as Securities
- OTC Markets OTC Pink Current Reports – Material Corporate Events
- Roadmap for a Successful Direct Public Offering
- Going Public and Direct Public Offerings Provide Benefits in 2025
- Whistleblower Frequently Asked Questions
- Reverse Stock Splits by Nasdaq and NYSE Issuers
- SEC Settles with Morningview Financial, LLC and Its Managing Member, Miles M. Riccio, Alleged to Have Acted as Unregistered Dealers
- Pink Current will become OTCID on July 1, 2025
- What Are American Depositary Receipts (“ADRs”)?
- Philip Verges Indicted for Manipulating Five Publicly Traded Companies and Defrauding Investors of Over $200M
- Foreign Private Issuer Periodic Reporting on Form 20-F and Form 6-K
- Clinton Greyling Sentenced for Role in Unregistered Broker Scheme
- SEC says John Clayton, owner of Standard Registrar and Transfer Co, secretly acquired and dumped millions of shares of microcap stocks.
- Court of Appeals partially Rules in Favor of Alpine Securities but Alpine not out of the woods yet
- What to Expect When You’re Expeccting – Trump’s SEC
- The SEC Announces Enforcement Results for Fiscal Year 2024
- SEC brings charges against BIT Mining Ltd, Azure Power Global Ltd and Adani Green Energy Ltd in alleged massive bribery schemes
- The SEC’s Amended “Dealer” Definition for Toxic Lenders
- SEC Charges Olayinka Oyebola and His Accounting Firm With Aiding and Abetting Massive TINGO Fraud
- Securities Attorney Matthew C McMurdo suspended by the SEC
- SEC Charges Multiple Individuals and Entities in Relationship Investment Scams
- Commissioner Mark Uyeda Dissents in Unregistered Dealer SEC Enforcement Action
- Mullen Automotive (MULN): What to Do About Serial Reverse Splitters
- SEC Charges Seven NASDAQ Listed Public Companies with Violations of Whistleblower Protection Rule
- Are SEC Whistleblower Awards the Road to Riches or a Waste of Time?
- Court Vacates Order in Unregistered Dealer, Crown Bridge Partners Case
- GHS Investments LLC and its owners, Mark Grober, Sarfraz Hajee and Matthew Schissler, settle with SEC – agree to pay disgorgement and fines and surrender remaining notes, warrants and stock.
