Brenda Hamilton, Securities and Going Public Lawyer
Posts by Brenda Hamilton, Securities and Going Public Lawyer:
- SEC says John Clayton, owner of Standard Registrar and Transfer Co, secretly acquired and dumped millions of shares of microcap stocks.
- Court of Appeals partially Rules in Favor of Alpine Securities but Alpine not out of the woods yet
- What to Expect From Trump’s SEC
- The SEC Announces Enforcement Results for Fiscal Year 2024
- SEC brings charges against BIT Mining Ltd, Azure Power Global Ltd and Adani Green Energy Ltd in alleged massive bribery schemes
- The SEC’s Amended “Dealer” Definition for Toxic Lenders
- SEC Charges Olayinka Oyebola and His Accounting Firm With Aiding and Abetting Massive TINGO Fraud
- Securities Attorney Matthew C McMurdo suspended by the SEC
- SEC Charges Multiple Individuals and Entities in Relationship Investment Scams
- Commissioner Mark Uyeda Dissents in Unregistered Dealer SEC Enforcement Action
- Mullen Automotive (MULN): What to Do About Serial Reverse Splitters
- SEC Charges Seven NASDAQ Listed Public Companies with Violations of Whistleblower Protection Rule
- Are SEC Whistleblower Awards the Road to Riches or a Waste of Time?
- Court Vacates Order in Unregistered Dealer, Crown Bridge Partners Case
- GHS Investments LLC and its owners, Mark Grober, Sarfraz Hajee and Matthew Schissler, settle with SEC – agree to pay disgorgement and fines and surrender remaining notes, warrants and stock.
- SEC Charges OTC Link LLC with Failing to File Suspicious Activity Reports
- Cassava Sciences (SAVA) Faces an Indictment and at Least Two Investigations
- Meta Materials (MMAT) Declares Chapter 7 Bankruptcy
- SEC Charges Ideanomics, its former Chairman and CEO, Zheng (Bruno) Wu, current CEO, Alfred Poor, and former CFO, Federico Tovar with Accounting and Disclosure Fraud
- SEC Awards Whistleblower a Bounty of More Than $37 Million
- OTC Markets Group Guidance on Dilution Risk with Respect to OTCQX and OTCQB Applicants
- Attorney Mark Basile to Participate in Federal Enforcement Action SEC v. Carebourn Capital L.P. and Chip Alvin Rice
- Andrew Left of Citron Research Indicted by the DOJ and Charged by the SEC
- Jury finds Guy Gentile liable as control person of SureTrader in SEC case
- Important Changes Are in Store for the SEC and Other Federal Agencies
- Does FINRA Rule 6490 Impact Going Public Transactions?
- Benefits of Direct Public Offerings
- Xeriant, Inc. Fights Toxic Funder Auctus Fund in Appellate Court
- Meta Materials Executives, John Brda and George Palikaras, charged with Market Manipulation, Fraud and Other Violations
- What are the SEC Reporting Requirements After My Form S-1 is Effective?
