Canadian Securities Regulation – Going Public Lawyers

Canadian Securities Laws

Canadian Securities Regulation is established by the 10 provinces and 3 territories in Canada are responsible for securities regulations. Each province and territory has a securities commission and its own unique legislation. Canada does not have a federal securities regulatory authority.

Canada
Alberta
Securities Commission
Suite 600, 250 – 5th Street S.W.
Calgary, AB T2P 0R4
Canada
Stephen Murison
Vice-Chair
(403) 297-4233
(403) 297-6156 (Fax)British Columbia
Securities Commission
P.O. Box 10142, Pacific Centre
701 West Georgia Street
Vancouver, BC V7Y 1L2
Canada
Brenda Leong
Chair
(604) 899-6500
(604) 899-6506 (Fax)Manitoba
Securities Commission
500-400 St. Mary Avenue
Winnipeg, MB R3C 4K5
Canada
Donald G. Murray
Chair
(204) 945-2548
(204) 945-0330 (Fax)New Brunswick
Financial and Consumer Services Commission
85 Charlotte Street, Suite 300
Saint John, NB E2L 2J2
Canada
Rick Hancox
Executive Director
(506) 658-3060
(506) 658-3059 (Fax)

Newfoundland & Labrador
Financial Services Regulation Division
PO Box 8700
St. John’s, NL  A1B 4J6
Canada
Douglas Connolly, CGA
Superintendent of Securities
(709)-729-4189
(709)-729-6187 (Fax)

Northwest Territories 
Office of Superintendent of Securities
Department of Justice
1st Floor Stuart M. Hodgson Building
5009 – 49th Street
PO Box 1320
Yellowknife, NT X1A 2L9
Canada
Gary MacDougall,
Superintendent of Securities
(867) 873-7490
(867) 873-0243 (Fax)

Nova Scotia
Securities Commission
5251 Duke Street
Suite 400, Duke Tower
PO Box 458
Halifax, NS B3J 2P8
Canada
Sarah P. Bradley
Chair
(902) 424-7768
(902) 424-4625 (Fax)

Nunavut
Department of Justice
Legal Registries Division
P.O. Box 1000 – Station 570
1st Floor, Brown Building
Iqaluit, NU X0A 0H0
Canada
Louis Arki
Superintendent of Securities
(867) 975-6590
(867) 975-6594 (Fax)Ontario
Securities Commission
20 Queen Street West, Suite 1900
Box 55
Toronto, ON M5H 3S8
Canada
Kathryn Daniels
Deputy Director of Enforcement
(416) 593-8314
(416) 593-8122 (Fax)Prince Edward Island 
Department of Environment, Labour and Justice
95 Rochford Street
4th Floor, Shaw Building
Charlottetown, PE C1A 7N8
Canada
Katharine Tummon
Superintendent of Securities
(902) 368-4550
(902) 368-5283 (Fax)Québec
Autorité des Marchés Financiers
800 Square Victoria, 22nd Floor
C.P. 246, tour de la Bourse
Montreal, PQ H4Z 1G3
Canada
Jean Lorrain
Director, International Affairs
Regulation Directorate
(514) 395-0337
(514) 873-3090 (Fax)

Saskatchewan
Financial and Consumer Affairs Authority
601 – 1919 Saskatchewan Drive
Regina, SK S4P 4H2
Canada
Dean Murrison
Director
(306) 787-5879
(306) 787-5899 (Fax)

Yukon
Department of Community Services
Corporate Affairs C-6
P.O. Box 2703
Whitehorse, YT Y1A 2C6
Canada
Frederik Pretorius
Superintendent of Securities
(867) 667-5314
(867) 393-6251 (Fax)