Brenda Hamilton, Securities and Going Public Lawyer
Posts by Brenda Hamilton, Securities and Going Public Lawyer:
- SEC Warns Broker-Dealers of Risks Associated with Offshore Omnibus Accounts Transacting in “Penny Stocks”
- SEC Enforcement Actions Decline in 2020
- Caveat Emptor Securities Hit with a Big Setback
- SEC Awards Two Unique Whistleblower Awards
- SEC Amends Regulation A, Crowdfunding and Rule 504 Securities Exemptions
- Do Blue Sky Laws Apply to Regulation A Resales and Secondary Trading?
- SEC Charges John McAfee, Jimmy Watson, Jr with Fraudulently Touting ICOs
- Edward T. Kelly, Aceto Corporation Controller, Charged with Insider Trading
- SEC Obtains Final Judgment Against Nicholas Tornello, Hill International, Inc
- SEC Proposes Exemptive Relief for Finders
- SEC Amends Rule 15c2-11, Form 211 Amendments
- Can I Use an Online Portal For My Rule 506(c) Offering?
- SEC Amends Regulation S-K Item 101, 103 and 105
- SEC Amends Accredited Investor Definition – Rule 506 Offerings
- SEC Says toxic funder John M. Fife is an Unregistered Dealer
- SEC Says Ibrahaim Almagarby and Microcap Equity Group Are Unregistered Dealers
- Business Identity Theft: State of the Industry Report
- AmTrust and Ronald E. Pipoly, Jr Charged with Faulty Loss Reserves Disclosures
- SEC Obtains Final Judgments Against Daniel Adams, Michael Flanders, Spiderworx Media LLC, and An L.A. Minute LLC
- SEC Says Toxic Financings by Dilution Funder, John Fierro Make Him a Dealer Not a Trader
- SEC Says Toxic Financing Lender and Dilution Funder John Fierro is a Dealer Not a Trader
- SEC Obtains Judgment Against Giga Entertainment, Inc. CEO Gary Nerlinger
- SEC Settles with Three Defendants in Boiler Room Scheme
- SEC Reaches Settlements with Traders in Newswire Hacking and Trading Scheme
- What Is a Control Person? Control Securities, Resale Requirements
- SEC Form 3, Insider Reporting Requirements
- SEC Trading Suspensions Under the Securities Exchange Act
- SEC Charges Jason C. Nielsen in Manipulative Trading Scheme Involving Covid-19 Claims
- SEC Enters Final Judgment Against Brandon Copeland, E.B. & Copeland Capital, Inc.
- SEC Obtains Preliminary Injunction Against Paul Horton Smith, Sr., Northstar Communications, LLC, Planning Services, Inc. and eGate
