Brenda Hamilton, Securities and Going Public Lawyer
Posts by Brenda Hamilton, Securities and Going Public Lawyer:
- SEC Obtains Final Judgments Against Daniel Adams, Michael Flanders, Spiderworx Media LLC, and An L.A. Minute LLC
- SEC Says Toxic Financings by Dilution Funder, John Fierro Make Him a Dealer Not a Trader
- SEC Says Toxic Financing Lender and Dilution Funder John Fierro is a Dealer Not a Trader
- SEC Obtains Judgment Against Giga Entertainment, Inc. CEO Gary Nerlinger
- SEC Settles with Three Defendants in Boiler Room Scheme
- SEC Reaches Settlements with Traders in Newswire Hacking and Trading Scheme
- What Is a Control Person? Control Securities, Resale Requirements
- SEC Form 3, Insider Reporting Requirements
- SEC Trading Suspensions Under the Securities Exchange Act
- SEC Charges Jason C. Nielsen in Manipulative Trading Scheme Involving Covid-19 Claims
- SEC Enters Final Judgment Against Brandon Copeland, E.B. & Copeland Capital, Inc.
- SEC Obtains Preliminary Injunction Against Paul Horton Smith, Sr., Northstar Communications, LLC, Planning Services, Inc. and eGate
- SEC Obtains Judgements Against Stiefel Laboratories and Charles Stiefel
- Is My Toxic Lender and Dilution Funder a Dealer? – SEC Toxic Financing Actions
- SEC Freezes Assets Against Daniel Putnam, Jean Paul Rico, and Angel Rodriguez
- Regulation CF Crowdfunding and SEC Reporting After the Offering
- Rule 504 Offerings – Regulation D Attorneys
- SEC Provides Form S-3 Coronavirus Relief – Securities Lawyer 101
- Public Company SEC Reporting Requirements -SEC Requirements to Go Public
- What is a SEC Trading Suspension? Securities Lawyer 101
- Expedited Regulation Crowdfunding Offering Rules For Coronavirus Impacted Issuers
- Section 4(a)(7) Resale Exemption – FAST ACT
- The Section 4(a)(2) Exemption – Exempt Offerings
- Rule 12b-25 Q & A – SEC Reporting Requirements
- What Is SEC Form 5 – SEC Reporting Requirements- Securities Lawyer 101
- Form S-1 Selling Shareholders Disclosures – Going Public Lawyers
- What Is a Seed Stockholder? Going Public Lawyers
- Why Form 10 Shells Are High Risk – Form 10 Reverse Mergers
- CAN-SPAM Issuers and Investor Relations – Securities Lawyer 101
- What Rules Apply to Investor Relations Activity? Stock Promotion Guide
