Brenda Hamilton, Securities and Going Public Lawyer
Posts by Brenda Hamilton, Securities and Going Public Lawyer:
- Regulation A l The Colossal Exemption l Securities Lawyer 101
- SEC Charges Yuh-Yue Chen, a California Engineer with Insider Trading
- SEC Obtains Final Judgments Against Joseph Meli and Parties involved in Ticket Resale Scams
- What is Form 211? Rule 15c-211, Sponsoring Market Maker Requirements
- SEC Charges Woodbridge Directors, Ivan Acevedo and Dane Roseman with Fraud
- SEC Charges Arif Naqvi and Dubai-Based Advisory Firm
- SEC Charges Investment Adviser, Gonzalo Ortiz with Securities Fraud
- SEC Charges Fifteen Unregistered Brokers for Illegal Offering of Intertech Solutions
- SEC Charges Former Seaworld Associate General Counsel, Paul Powers with Insider Trading
- Final Judgment Against Robert DePalo, a Broker Charged with Stealing from Investors
- SEC Charges College Official for Fraudulently Concealing Financial Troubles from Investors
- SEC Shuts Down Fraudulent Investment Advisor Who Was Targeting the Israeli-American Community
- SEC Charges Investment Adviser with Long-Running Securities Fraud
- SEC Charges Reverse Merger Shell Brokers, Tiber Creek and James Cassidy
- SEC Settles with James K. McKillop, Unregistered Public Shell Company Broker
- SEC Speaks Reverse Mergers – Going Public
- Former COO Fraudulently Caused Advisory Firm to Overbill Clients
- SEC Halts Ponzi Scheme Targeting Vietnamese Investors
- What is a NYSE Control Company Anyway? NYSE Attorneys
- Initial Public Offerings l IPO Going Public Attorneys
- SEC Obtains Final Judgments Against Investment Adviser, Goldsky Asset Management
- The Bad Actor Rule of Rule 506(d) – Securities Lawyer 101
- SEC Charges Texas Radio Host for Ponzi Scheme Targeting Elderly Investors
- Do State Blue Sky Laws Apply To Rule 506(c) Offerings? Going Public Lawyers
- SEC Settles with Joseph Frank Vacante, Biotech Insider Trader
- SEC Obtains Final Judgment Against Joseph Frank Vacante, Former Broker for Defrauding Customers
- SEC Announces Settlement Against Former Investment Adviser, James Polese
- SEC Obtains Final Judgments Against Mathias Francisco Sandoval and Maria Cidre, Former General Cable Corp, CEO and Former CFO of General Cable Corp.
- Restricted Legends, Removal Requirements, Rule 144 for Shells – Tradability Legal Opinions
- Rule 163B and Testing the Waters
