Brenda Hamilton, Securities and Going Public Lawyer
Posts by Brenda Hamilton, Securities and Going Public Lawyer:
- SEC Obtains Final Judgment Against Joseph Frank Vacante, Former Broker for Defrauding Customers
- SEC Announces Settlement Against Former Investment Adviser, James Polese
- SEC Obtains Final Judgments Against Mathias Francisco Sandoval and Maria Cidre, Former General Cable Corp, CEO and Former CFO of General Cable Corp.
- Restricted Legends, Removal Requirements, Rule 144 for Shells – Tradability Legal Opinions
- Rule 163B and Testing the Waters
- SEC Files Charges against Joshua Sason in Elaborate Microcap Stock Fraud
- SEC Charges Cognizant and Two Former Executives With FCPA Violations
- Can Finders Raise Money Q & A – Going Public Lawyers
- SEC Charges Former Executives of Lucent Polymers, a Plastics Manufacturer with Fraud
- Court Imposes Lifetime Officer-And-Director Bars On Michael J. Kipp, Swisher’s former CFO, and Joanne K. Viard
- SEC Obtains Final Judgment Against Niket Shah in Ponzi Scheme Targeting Retail Investors
- The Cato Institute Files Action Challenging SEC Gag Orders
- SEC Charges Robert Alexander, Founder of Online Gaming Company for Defrauding Investors
- Direct Public Offering Attorneys – Securities Lawyer 101
- Rule 506(c) Accredited Crowdfunding – Rule 506(c) Offering Attorneys
- OTCQX Markets Dual Listing- OTCQX Eligibility, Listing, Quotation
- Form F-1 Foreign Private Issuers and Going Public
- When is a Form S-1 Confidential? Going Public Securities Lawyers
- Scottsdale and John Hurry Push Back to Stop FINRA Investigation
- Form F-1 Registration Statement Requirements, Filling, Effectiveness, Going Public
- What is a SEC Registration Statement? Going Public Lawyer
- Due Diligence in Accredited Crowdfunding Offerings – Securities Lawyer 101
- SEC Files Subpoena in Possible Market Manipulation Scheme
- SEC Charges Taiwan-Based Insurance, China United with Fraudulent Market Manipulation Scheme
- SEC Obtains Judgment Against Former CEO John Place
- SEC Obtains Asset Freeze Against Former Thomas Laws CEO Charged with Misappropriating Investor Funds
- SEC Sues Orange County Investment Adviser, Craig Arsenault for Defrauding Clients
- SEC Obtains Final Judgment Against Gregory Webb, a Chicago Tech Executive
- Rule 506 Offerings FAQ By: Brenda Hamilton Attorney
- Form 10 v Form S-1 Registration Statements – Going Public
