Brenda Hamilton, Securities and Going Public Lawyer
Posts by Brenda Hamilton, Securities and Going Public Lawyer:
SEC Charges Investment Adviser with Long-Running Securities Fraud
SEC Charges Reverse Merger Shell Brokers, Tiber Creek and James Cassidy
SEC Settles with James K. McKillop, Unregistered Public Shell Company Broker
SEC Speaks Reverse Mergers – Going Public
Former COO Fraudulently Caused Advisory Firm to Overbill Clients
SEC Halts Ponzi Scheme Targeting Vietnamese Investors
What is a NYSE Control Company Anyway? NYSE Attorneys
Initial Public Offerings l IPO Going Public Attorneys
SEC Obtains Final Judgments Against Investment Adviser, Goldsky Asset Management
The Bad Actor Rule of Rule 506(d) – Securities Lawyer 101
SEC Charges Texas Radio Host for Ponzi Scheme Targeting Elderly Investors
Do State Blue Sky Laws Apply To Rule 506(c) Offerings? Going Public Lawyers
SEC Settles with Joseph Frank Vacante, Biotech Insider Trader
SEC Obtains Final Judgment Against Joseph Frank Vacante, Former Broker for Defrauding Customers
SEC Announces Settlement Against Former Investment Adviser, James Polese
SEC Obtains Final Judgments Against Mathias Francisco Sandoval and Maria Cidre, Former General Cable Corp, CEO and Former CFO of General Cable Corp.
Restricted Legends, Removal Requirements, Rule 144 for Shells – Tradability Legal Opinions
Rule 163B and Testing the Waters
SEC Files Charges against Joshua Sason in Elaborate Microcap Stock Fraud
SEC Charges Cognizant and Two Former Executives With FCPA Violations
Can Finders Raise Money Q & A – Going Public Lawyers
SEC Charges Former Executives of Lucent Polymers, a Plastics Manufacturer with Fraud
Court Imposes Lifetime Officer-And-Director Bars On Michael J. Kipp, Swisher’s former CFO, and Joanne K. Viard
SEC Obtains Final Judgment Against Niket Shah in Ponzi Scheme Targeting Retail Investors
The Cato Institute Files Action Challenging SEC Gag Orders
SEC Charges Robert Alexander, Founder of Online Gaming Company for Defrauding Investors
Direct Public Offering Attorneys – Securities Lawyer 101
Rule 506(c) Accredited Crowdfunding – Rule 506(c) Offering Attorneys
OTCQX Markets Dual Listing- OTCQX Eligibility, Listing, Quotation
Form F-1 Foreign Private Issuers and Going Public