Brenda Hamilton, Securities and Going Public Lawyer
Posts by Brenda Hamilton, Securities and Going Public Lawyer:
- SEC Charges Mark Burnett, Jeffrey Miller, Christian Romandetti, Frank Sarro, Anthony Vassallo, and Elite Stock Research
- The SEC Registration Statement Process- Going Public Lawyers
- Five Public Companies Charged With Failing to Comply With Form 10-Q Requirements
- SEC Awards Almost $4 Million to Overseas Whistleblower
- Press Release SEC Charges Unregistered Sales of Securities Issued Under EB-5 Immigrant Investor Program
- Business Services Company Barrett Business Services Inc. and Former CFO James D. Miller Charged With Accounting Fraud
- SEC Obtains Relief to Fully Reimburse Retail Investors Sold Unsuitable Product By Cadaret, Grant & Co. Inc.
- Business Services Company Barrett Business Services Inc. and Former CFO James D. Miller Charged With Accounting Fraud
- SEC Shuts Down $345 Million Fraud and Obtains Asset Freeze From Kevin B. Merrill, Jay B. Ledford, And Cameron Jezierski
- Biopharmaceutical Company Clovis Oncology Inc. & Executive Patrick Mahaffy Charged With Misleading Investors About Cancer Drug
- SeaWorld and Former CEO James Atchison to Pay More Than $5 Million to Settle Fraud Charges
- SEC Charges Citigroup for Dark Pool Misrepresentations
- Broker-Dealer Cowen Execution Services LLC to Pay $2.75 Million Penalty for Providing Deficient Blue Sheet Data
- SEC Charges Hedge Fund Adviser Gregory Lemelson With Short-and-Distort Scheme
- United Technologies Charged With Violating FCPA
- SEC Charges Investment Adviser Tamara Steele With Defrauding Retail Advisory Clients
- SEC Uses Data Analysis to Detect Cherry-Picking By Broker Michael A. Bressman
- SEC Charges ICO Superstore TokenLot LLC and Owners Lenny Kugel & Eli L. Lewitt With Operating As Unregistered Broker-Dealers
- SEC Charges Emil Botvinnik & Jovannie Aquino With Defrauding Customers
- Whistleblower Receives Award of Approximately $1.5 Million
- SEC Awards More Than $54 Million to Two Whistleblowers
- SEC Charges Jeffrey Goldman And Christopher Eikenberry With Fraud in Fake Trading Accounts Scheme
- SEC Charges Real Estate Broker Joohyun Bahn With FCPA Violations
- SEC Charges Microcap Fraudster Barry Honig and Others for Roles in Lucrative Market Manipulation Schemes
- SEC Charges Telecommunications Expense Management Company Tangoe Inc. With Accounting Fraud
- SEC Charges Cannabis Investment Fund Greenview Investment Partners L.P and Founder Michael E. Cone in Fraudulent Scheme
- SEC Charges Buffalo Advisory Firm and Principal With Fraud Relating to Association With Barred Adviser Walter Grenda
- Sanofi Charged With FCPA Violations
- The Going Public Lawyer’s Guidebook – Securities Lawyer 101
- SEC Charges Florida Cash Advance Company, Former CEO Carl Ruderman With Defrauding Retail Investors