Brenda Hamilton, Securities and Going Public Lawyer
Posts by Brenda Hamilton, Securities and Going Public Lawyer:
Going Public Using an S-1
Court denies James L. Koutoulas’ petition to quash SEC subpoena
Why use a Direct Public Offering (DPO) to Go Public on the OTC Markets
11th Circuit Upholds Unregistered Dealer Justin Keener SEC Judgment
Tips For Going Public With A Direct Public Offering
SEC Obtains $5.9 Million Judgment Against John Fierro in Unregistered Penny Stock Dealer Case
Are You Ready? T+1 Trade Settlement Begins Next Week
PCAOB Imposes a $400,000 Fine and Sanctions MaloneBailey, LLP for Pervasive Quality Control Violations
SEC Issues BF Borgers Exemptive Order For SEC Reporting Companies
CAT’s Cradle – Ongoing Problems with the SEC’s Consolidated Audit Trail
Trump Media’s auditing firm, BF Borgers, busted for “massive fraud”
SEC permanently bans BF Borgers and its owner Benjamin Borgers and fines them a combined $14 million for accounting fraud
SEC Nails BF Borgers and Ben Borgers – Issuers Must Obtain New Auditors
SEC Charges Convertible Note Dealer Tri-Bridge Ventures, LLC and John Francis Forsythe, III for Failure to Register
SEC obtains final judgment against relief defendant in George Stubos case
Ross Mandell Begins a New Life
What are SEC Periodic Reporting Requirements? Securities Lawyer 101
Reg A+ Securities Offerings and FAST Act
FORM S-1 REGISTRATION STATEMENTS – WHAT COMPANIES NEED TO KNOW ABOUT FORM S-1 & GOING PUBLIC
Investor Relations 101 – The Securities Laws & Stock Promotion
SEC Obtains Final Judgment Against Kevin Dills – Joseph Padilla Sentenced in Criminal Case
Going Public & Exchange Act Registration For Foreign Issuers
OTC Markets 101 – The Basics of Listing – OTCQB
DTC Eligibility Q&A
Direct Public Offerings Q&A By Securities Lawyer 101
Form S-1 Registration, Filing and Requirements, Form S-1 and Going Public Lawyers
Form 10 Registration Statements Q & A
Hamilton & Associates Law Group: Regulation A+ White Paper
Form S-1 Registration Statement Attorneys – Going Public Lawyers
Toxic Funders: Unregistered Dealers, Short Sellers, or Both?