Brenda Hamilton, Securities and Going Public Lawyer
Posts by Brenda Hamilton, Securities and Going Public Lawyer:
SEC Awards Whistleblower a Bounty of More Than $37 Million
OTC Markets Group Guidance on Dilution Risk with Respect to OTCQX and OTCQB Applicants
Attorney Mark Basile to Participate in Federal Enforcement Action SEC v. Carebourn Capital L.P. and Chip Alvin Rice
Andrew Left of Citron Research Indicted by the DOJ and Charged by the SEC
Jury finds Guy Gentile liable as control person of SureTrader in SEC case
Important Changes Are in Store for the SEC and Other Federal Agencies
Does FINRA Rule 6490 Impact Going Public Transactions?
Benefits of Direct Public Offerings
Xeriant, Inc. Fights Toxic Funder Auctus Fund in Appellate Court
Meta Materials Executives, John Brda and George Palikaras, charged with Market Manipulation, Fraud and Other Violations
What are the SEC Reporting Requirements After My Form S-1 is Effective?
Going Public Using an S-1
Court denies James L. Koutoulas’ petition to quash SEC subpoena
Why use a Direct Public Offering (DPO) to Go Public on the OTC Markets
11th Circuit Upholds Unregistered Dealer Justin Keener SEC Judgment
Tips For Going Public With A Direct Public Offering
SEC Obtains $5.9 Million Judgment Against John Fierro in Unregistered Penny Stock Dealer Case
Are You Ready? T+1 Trade Settlement Begins Next Week
PCAOB Imposes a $400,000 Fine and Sanctions MaloneBailey, LLP for Pervasive Quality Control Violations
SEC Issues BF Borgers Exemptive Order For SEC Reporting Companies
CAT’s Cradle – Ongoing Problems with the SEC’s Consolidated Audit Trail
Trump Media’s auditing firm, BF Borgers, busted for “massive fraud”
SEC permanently bans BF Borgers and its owner Benjamin Borgers and fines them a combined $14 million for accounting fraud
SEC Nails BF Borgers and Ben Borgers – Issuers Must Obtain New Auditors
SEC Charges Convertible Note Dealer Tri-Bridge Ventures, LLC and John Francis Forsythe, III for Failure to Register
SEC obtains final judgment against relief defendant in George Stubos case
What are SEC Periodic Reporting Requirements? Securities Lawyer 101
Reg A+ Securities Offerings and FAST Act
FORM S-1 REGISTRATION STATEMENTS – WHAT COMPANIES NEED TO KNOW ABOUT FORM S-1 & GOING PUBLIC
Investor Relations 101 – The Securities Laws & Stock Promotion