Brenda Hamilton, Securities and Going Public Lawyer
Posts by Brenda Hamilton, Securities and Going Public Lawyer:
- SEC Updates List of Firms Using Inaccurate Information to Solicit Investors
- Deutsche Bank to Pay Nearly $75 Million for Improper Handling of ADRs
- SEC Charges Unregistered Brokers Who Sold Woodbridge Securities to Main Street Investors
- SEC Charges Mizuho Securities for Failure to Safeguard Customer Information
- Citigroup to Pay More Than $10 Million for Books and Records Violations and Inadequate Controls
- The Distinction Between Equity Crowdfunding and Rule 506(c) When Raising Capital
- What is a Private Placement Memorandum – PPM? Going Public Lawyers
- SEC Adopts Amendments to Simplify and Update Disclosure Requirements
- SEC Charges Ameriprise Financial Services for Failing to Safeguard Client Assets
- Rule 506 Roadmap l Ask Securities Lawyer 101
- SEC Adopts Rule Amendments to Improve Municipal Securities Disclosure
- Merrill Lynch Settles SEC Charges of Undisclosed Conflict in Advisory Decision
- SEC Charges Technology Fund Adviser Michael B. Rothenberg, Founder in Fraudulent Scheme
- How to Spot a Penny Stock Scam
- SEC Chairman Clayton Announces Additional Investor Roundtable in Baltimore for Main Street Investors to ‘Tell Us’ About Their Investor Experience
- SEC Charges Endurance International Group Holdings Inc. Executives With Inflating Operating Metrics
- Barry Miller, Associate Director in Division of Investment Management, to Leave SEC After More Than 40 Years of Public Service
- SEC Files Charges Gannon Giguiere in Busted Microcap Schemes
- Former CEO Kevin Modany and CFO Daniel Fitzpatrick of ITT Barred and Ordered to Pay Penalties
- SEC Files Additional Charges in Fitbit Stock Manipulation Scheme Against Mark Burns And Robert Murray
- SEC Charges Credit Suisse With FCPA Violations
- SEC Charges KBR for Inflating Key Performance Metric and Accounting Controls Deficiencies
- SEC Charges BGC Financial For Failure to Preserve Documents and Maintain Accurate Books and Records
- SEC Files Charges Core Performance Management LLC, RMR Asset Management Co in Municipal Bond “Flipping” and Kickback Schemes
- SEC Charges Cloud Communications Company and Senior Executives Mark Greenquist And Michael Swade With Misleading Revenue Projections
- Foreign Private Issuers NYSE Audit Committee Requirements
- Section 4(a)(2) and Rule 506(b) Exempt Offerings – Securities Lawyer 101
- Foreign Private Issuer NYSE Audit Committee Requirements
- SEC Charges U.S. Congressman Christopher Collins and Others With Insider Trading
- Regulation A+ Guidebook
