Brenda Hamilton, Securities and Going Public Lawyer
Posts by Brenda Hamilton, Securities and Going Public Lawyer:
- Walter Little and Neighbor Charged by SEC for Insider Trading
- Axesstel Fails to Comply with Exchange Act
- Jared Galanis Pleads Guilty, SEC Suspends Him
- SEC Suspends Mark McKinnies
- SEC Charges Matthew Krimm with Defrauding Investors
- SEC Charges Demitrios Hallas for Defrauding Customers
- Whistleblower Awarded Almost $4 Million by SEC
- SEC Charges Avaneesh Krishnamoorthy with Insider Trading
- SEC Charges Kevin Amell with Fraud
- Magyar Telekom Executives Agree to Pay Penalties
- SEC Charges Brothers for Hydrocarb Fraud Scheme
- Robert Stewart Fined & Suspended by FINRA
- Brian Scarpellini Named Respondent in Check-Kiting Scheme
- Austin Morton Named Respondent In FINRA Complaint
- Rosemary McGinley Suspended From Association with FINRA
- Legend Securities Named Respondent for Various Claims
- FINRA Fines Albert Fried & Company
- Alejandro Falla Barred From Association with FINRA Members
- Jay Hatton Submits Offer of Settlement
- Lightspeed Trading Named Respondent in FINRA Complaint
- J.W. Korth & Company to pay Restitiution
- FINRA Fines BMA Securities
- FINRA Expels Fox Financial Firm
- FINRA Senior Helpline Celebrates 2nd Anniversary With $4.3 Million
- SEC Charges Matthew Fox with Securities Fraud
- SEC Issues Rule 147 Intrastate Crowdfunding Guidance – Posted by Brenda Hamilton
- SEC Charges Justin Meadlin of Hyaline Capital Management
- What is a NYSE Designated Market Maker? Posted by Brenda Hamilton
- SEC Announces Temporary Trading Suspension of Sunshine Capital
- SEC Announces Temporary Trading Suspension of Bingo Nation