Brenda Hamilton, Securities and Going Public Lawyer
Posts by Brenda Hamilton, Securities and Going Public Lawyer:
- 2024 Form 10K and 10-K Deadlines Chart
- Ibrahim Almagarby Loses Unregistered Dealer Appeal
- SEC Obtains Final Judgment against Jeffrey Auerbach for Role in Bribery Scheme
- Rule 144 Legal Opinions and Legend Removal Q&A
- SEC Consent Judgments: Speak Now, or Forever Hold Your Peace
- SEC Rules Affecting Rule 144 Legal Opinions and Shell Companies
- SPAC Settles SEC Fraud and Conflict of Interest Charges
- SEC Charges Founder of $1.7 Billion “HyperFund” Crypto Pyramid Scheme Xue Lee (aka Sam Lee) and Top Promoter Brenda Chunga (aka Bitcoin Beautee) with Fraud
- SEC Charges Aryeh Goldstein, Adar Bays, LLC, and Adar Alef, LLC for Failure to Register; Defendants Agree to Pay $1.25 Million to Settle
- Frederick L. Sharp, Luis Carrillo, Courtney M. Kelln, Mike K.G. Veldhuis, and Paul Sexton Indicted for Long-Running Pump-and-Dump Schemes
- Aditya Raj Sharma Indicted for $10 million Investment Fraud
- SEC Charges Jonathan Farber, Aarif Jamani, and Brian Keasberry with Securities Fraud
- Siddharth Jawahar Indicted for Running a Multi-Million Dollar Ponzi Scheme
- Finra Proposes Rule Change for Stricter Limits for Brokers Borrowing From Clients
- SEC Charges Florida Real Estate Developer Rishi Kapoor with Perpetuating a $93 Million Fraud
- Short Selling: What It Is, and What It Isn’t
- SEC Charges Dozy Mmobuosi, Tingo Group Inc, AgriFintech Holdings Inc. (f/k/a Tingo Inc.), and Tingo International Holdings Inc with Running a Massive Fraud
- New SEC Exemption from Registration for M&A Brokers
- Raymond Pirrello, Jr, Founder and Executive of Prior2IPO and Late Stage, Charged in Investment Fraud
- Swiss Private Bank, Banque Pictet, Admits To Conspiring With U.S. Taxpayers To Hide Assets And Income In Offshore Accounts And Agrees to Pay More Than $122.9 Million
- Why are Microcaps Trading on the NASDAQ and NYSE Exchanges?
- Form S-3 Registration For NASDAQ, NYSE and OTC Markets Public Companies
- LG Capital Funding Loses Motion to Dismiss
- Overview of Regulation D, Rule 506(b), Rule 506(c) and other Capital-Raising Exemptions
- Current Reports on Form 8-K – What Are SEC Disclosures and Reporting Requirements?
- The Evolving SEC Actions Against Toxic Lenders
- SEC Provides Rule 15c2-11 Relief to Broker-Dealers for Fixed Income Securities
- SEC Adopts new Rule 10c-1a to Increase Transparency in the Securities Lending Market
- SEC Adopts Amendments to Rules Governing Beneficial Ownership Reporting
- Form S-1 Registration Statements Going Public NASDAQ NYSE and OTC Markets
