Brenda Hamilton, Securities and Going Public Lawyer
Posts by Brenda Hamilton, Securities and Going Public Lawyer:
- SEC Obtains Final Judgment Against Kevin Dills – Joseph Padilla Sentenced in Criminal Case
- Going Public & Exchange Act Registration For Foreign Issuers
- OTC Markets 101 – The Basics of Listing – OTCQB
- DTC Eligibility Q&A
- Direct Public Offerings Q&A By Securities Lawyer 101
- Form S-1 Registration, Filing and Requirements, Form S-1 and Going Public Lawyers
- Form 10 Registration Statements Q & A
- Hamilton & Associates Law Group: Regulation A+ White Paper
- Form S-1 Registration Statement Attorneys – Going Public Lawyers
- Toxic Funders: Unregistered Dealers, Short Sellers, or Both?
- 2024 Form 10K and 10-K Deadlines Chart
- Ibrahim Almagarby Loses Unregistered Dealer Appeal
- SEC Obtains Final Judgment against Jeffrey Auerbach for Role in Bribery Scheme
- Rule 144 Legal Opinions and Legend Removal Q&A
- SEC Consent Judgments: Speak Now, or Forever Hold Your Peace
- SEC Rules Affecting Rule 144 Legal Opinions and Shell Companies
- SPAC Settles SEC Fraud and Conflict of Interest Charges
- SEC Charges Founder of $1.7 Billion “HyperFund” Crypto Pyramid Scheme Xue Lee (aka Sam Lee) and Top Promoter Brenda Chunga (aka Bitcoin Beautee) with Fraud
- SEC Charges Aryeh Goldstein, Adar Bays, LLC, and Adar Alef, LLC for Failure to Register; Defendants Agree to Pay $1.25 Million to Settle
- Frederick L. Sharp, Luis Carrillo, Courtney M. Kelln, Mike K.G. Veldhuis, and Paul Sexton Indicted for Long-Running Pump-and-Dump Schemes
- Aditya Raj Sharma Indicted for $10 million Investment Fraud
- SEC Charges Jonathan Farber, Aarif Jamani, and Brian Keasberry with Securities Fraud
- Siddharth Jawahar Indicted for Running a Multi-Million Dollar Ponzi Scheme
- Finra Proposes Rule Change for Stricter Limits for Brokers Borrowing From Clients
- SEC Charges Florida Real Estate Developer Rishi Kapoor with Perpetuating a $93 Million Fraud
- Short Selling: What It Is, and What It Isn’t
- SEC Charges Dozy Mmobuosi, Tingo Group Inc, AgriFintech Holdings Inc. (f/k/a Tingo Inc.), and Tingo International Holdings Inc with Running a Massive Fraud
- New SEC Exemption from Registration for M&A Brokers
- Raymond Pirrello, Jr, Founder and Executive of Prior2IPO and Late Stage, Charged in Investment Fraud
- Swiss Private Bank, Banque Pictet, Admits To Conspiring With U.S. Taxpayers To Hide Assets And Income In Offshore Accounts And Agrees to Pay More Than $122.9 Million
