Brenda Hamilton, Securities and Going Public Lawyer
Posts by Brenda Hamilton, Securities and Going Public Lawyer:
What are SEC Periodic Reporting Requirements? Securities Lawyer 101
Reg A+ Securities Offerings and FAST Act
FORM S-1 REGISTRATION STATEMENTS – WHAT COMPANIES NEED TO KNOW ABOUT FORM S-1 & GOING PUBLIC
Investor Relations 101 – The Securities Laws & Stock Promotion
SEC Obtains Final Judgment Against Kevin Dills – Joseph Padilla Sentenced in Criminal Case
Going Public & Exchange Act Registration For Foreign Issuers
OTC Markets 101 – The Basics of Listing – OTCQB
DTC Eligibility Q&A
Direct Public Offerings Q&A By Securities Lawyer 101
Form S-1 Registration, Filing and Requirements, Form S-1 and Going Public Lawyers
Form 10 Registration Statements Q & A
Hamilton & Associates Law Group: Regulation A+ White Paper
Form S-1 Registration Statement Attorneys – Going Public Lawyers
Toxic Funders: Unregistered Dealers, Short Sellers, or Both?
2024 Form 10K and 10-K Deadlines Chart
Ibrahim Almagarby Loses Unregistered Dealer Appeal
SEC Obtains Final Judgment against Jeffrey Auerbach for Role in Bribery Scheme
Rule 144 Legal Opinions and Legend Removal Q&A
SEC Consent Judgments: Speak Now, or Forever Hold Your Peace
SEC Rules Affecting Rule 144 Legal Opinions and Shell Companies
SPAC Settles SEC Fraud and Conflict of Interest Charges
SEC Charges Founder of $1.7 Billion “HyperFund” Crypto Pyramid Scheme Xue Lee (aka Sam Lee) and Top Promoter Brenda Chunga (aka Bitcoin Beautee) with Fraud
SEC Charges Aryeh Goldstein, Adar Bays, LLC, and Adar Alef, LLC for Failure to Register; Defendants Agree to Pay $1.25 Million to Settle
Frederick L. Sharp, Luis Carrillo, Courtney M. Kelln, Mike K.G. Veldhuis, and Paul Sexton Indicted for Long-Running Pump-and-Dump Schemes
Aditya Raj Sharma Indicted for $10 million Investment Fraud
SEC Charges Jonathan Farber, Aarif Jamani, and Brian Keasberry with Securities Fraud
Siddharth Jawahar Indicted for Running a Multi-Million Dollar Ponzi Scheme
Finra Proposes Rule Change for Stricter Limits for Brokers Borrowing From Clients
SEC Charges Florida Real Estate Developer Rishi Kapoor with Perpetuating a $93 Million Fraud
Short Selling: What It Is, and What It Isn’t