Brenda Hamilton, Securities and Going Public Lawyer
Posts by Brenda Hamilton, Securities and Going Public Lawyer:
- SEC Charges Stock Squirrel and John Feloni in $1.6 Million Securities Fraud
- SEC Charges Adam R. Long, L2 Capital, LLC and Oasis Capital LLC, as Unregistered Dealers
- SEC Charges Philip Verges, James D. Tilton, Jr., Robert F. Malin and Linda Malin
- SEC Charges Wilson J. Rondini, III and two companies Rondini controls for Operating as Unregistered Broker-Dealers
- OTC Markets OTC Pink Common Disclosure Issues
- SEC Enforcement Issues Wells Notices for Meta Materials Execs
- SEC Charges Digital World Acquisition Corporation SPAC for Material Misrepresentations to Investors
- SEC Charges James P. Anglim in Connection with Fraudulent Scheme to Manipulate Stock Prices
- Former SEC Attorney and Recidivist Securities Violator Phillip W. Offill Sentenced to Prison Again
- SEC Arrives Too Late; Ponzi Scheme Polka Ends in Murder-Suicide
- Crypto Community Takes Aim at SEC Chair Gary Gensler
- Hester Peirce Asks: Are SEC Penny Stock Bars Fair?
- FINRA Presents the Warning Signs of a Ramp and Dump Scheme
- SEC Charges Convertible Note Dealer, BHP Capital NY Inc, and Its Owner, Bryan Pantofel, for Failure to Register
- SEC Charges Auctus Fund Management LLC and Its Co-Owners, Louis Posner and Alfred Sollami, with Acting as Unregistered Securities Dealers
- SEC Obtains Final Judgment Against Thomas Ronk, Former Short Seller Opportunist
- OTC Markets provides guidance on understanding FINRA Daily Short Sale Volume Data
- SEC Shuts Down WeedGenics – $60 Million Cannabis Offering Fraud
- Shell Hijacker, Mark Miller, Sentenced to One Year in Prison
- SEC Obtains Partial Summary Judgment Against Joshua Sason and Magna Group in IIIegal Microcap Securities Offerings
- SEC Obtains Final Judgments Against Alexander J. Dillon, Cosmin I. Panait, and their corporate entities GPL Ventures LLC and GPL Management LLC
- SEC Obtains Default Judgments Against Lesley Greyling and Trend Investments Inc
- Five People Charged in $2M Virtual Asset and Securities Manipulation Scheme
- Gerald Shaw, a Disbarred Attorney and Convicted Felon, Arrested For Involvement In Multi-Million-Dollar Fraud Scheme
- Reverse Mergers After Amended Form 15c-21
- SEC Charges Sean Wygovsky and Christopher Matthaei in Multi-Million Dollar SPAC Insider Trading Scheme
- Lindsay Lohan, Jake Paul and six other celebrities charged by the SEC in crypto fraud
- Motion to Dismiss Denied by Court in DarkPulse Case Against EMA Financial LLC
- SEC Charges The Church of Jesus Christ of Latter-day Saints and Its Investment Management Company for Disclosure Failures and Misstated Filings
- SEC Charges NBA Hall of Famer Paul Pierce for Unlawfully Touting and Making Misleading Statements about Crypto Security
