Brenda Hamilton, Securities and Going Public Lawyer
Posts by Brenda Hamilton, Securities and Going Public Lawyer:
- Rule 506(b) and Rule 506(c) State Blue Sky Laws
- General Solicitation and Advertising in Rule 506 Offerings
- Regulation D Rule 504, Rule 506(b), Rule 506(c) Offering Exemptions
- Gonzalo Ortiz Sentenced to 30 Months’ Imprisonment for Defrauding Investor and Lying about his Trading Experience
- SEC Obtains Over $5 Million Final Judgment Against Charlie Abujudeh in Multi-Million Dollar Microcap Pump and Dump Scheme
- Former top FBI official Charles McGonigal arrested over ties to Russian oligarch Oleg Deripaska
- SEC Charges Avraham Eisenberg with Manipulating Mango Markets’ “Governance Token” to Steal $116 Million of Crypto Assets
- SEC Obtains Judgment Against Todd Zinkwich
- SEC Charges Andrew DeFrancesco, Marlio Mauricio Diaz Cardona, Carlos Felipe Rezk, Nikola Faukovic, and Catherine DeFrancesco for their roles in a fraudulent scheme to mislead investors about Cool Holdings, Inc
- OTC Markets Group Offers New Guidance for Submitting Attorney Letters
- SEC Wins $10.2 Million Judgment Against Justin W. Keener d/b/a JMJ Financial For Acting As Unregistered Penny Stock Dealer
- OTC Markets Group Publishes Guidance on Dilution Risk with Respect to OTCQX and OTCQB Applicants
- SEC Charges J.H. Darbie & Co with Anti-Money Laundering Violations
- Members of New Republican House Majority Seek to Rein in Gary Gensler
- Charges Filed Against Eight Social Media Influencers in $100 Million Stock Manipulation Scheme Promoted on Discord and Twitter
- FTX Founder Samuel Bankman-Fried Charged by the SEC and Criminally Indicted
- Justin Bieber, Kevin Hart, Snoop Dogg, Madonna, Serena Williams, Jimmy Fallon, and More Are Being Sued for Promoting Bored Ape Yacht Club NFTs
- Audits With Deficiencies Increased in 2021, According to New PCAOB Staff Report
- Foreign Issuer Going Public Registration Statements and SEC Filings
- David Stephens, Donald Danks, Jonathan Destler, and Robert Lazerus Indicted for Conducting an International Pump-and-Dump / Money Laundering Scheme Using Loop Industries Inc
- SEC Charges Unregistered Brokers, Jeffrey K. Galvani and Stuart A. Jeffery, for Facilitating $1.2 Billion in Penny Stock Trades
- Class Action Lawsuit filed against Tom Brady, Stephen Curry and other Athletes and Celebrities that Promoted FTX
- Joseph Padilla Arrested and Charged in $7 Million Securities Fraud
- SEC Charges Incarcerated Felon (Syed Arham Arbab) and Five Friends in $2 Million Fraud Scheme
- What are the SEC Periodic Reporting Requirements? Form 10-K, Form 10-Q and Form 8-K Reports
- SEC Registration Statements And Direct Public Offerings Q & A
- Nasdaq puts the brakes on IPOs of at least 4 small Chinese companies while it probes suspicious market activity
- Five Russians and Two Oil Traders Charged in Global Sanctions Evasion and Money Laundering Scheme
- SEC Defendant and FBI Fugitive Justin Costello Arrested
- OTC Markets Group Reflects on Amended Rule 15c2-11
