Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer

Profile:

Brenda Hamilton is the Founder & Managing Partner of Hamilton & Associates Law Group, P.A., and the principal of the SecuritiesLawyer101.com legal resource brand. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Justia Lawyer Directory +3Practice Focus She specializes in corporate, securities, business, and transactional law, advising both domestic and international clients on going-public transactions, regulatory compliance, disclosures, capital raising, and enforcement matters. Justia Lawyer Directory +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Her work spans IPOs, direct public offerings, exchange listings (NASDAQ, NYSE, OTC), corporate restructurings, and forensic securities counsel. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Experience & Notable EngagementsShe has served as U.S. Outside General Counsel to a global, NYSE-listed conglomerate with revenues in the hundreds of millions and operations in multiple countries. Hamilton & Associates Law Group, P.A.She has represented issuers in SEC registration, reporting, and compliance—from small offerings (< $1 million) to deals over $300 million. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has taken on regulatory, forensic, and securities enforcement matters, including matters involving trading schemes, sanctions, and securities fraud. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has acted as an Independent Compliance Consultant in an SEC administrative matter, advising a registered transfer agent on implementing reforms. Hamilton & Associates Law Group, P.A.Media & Thought Leadership Brenda Hamilton is frequently cited in major media outlets for her securities law expertise, including Forbes, Bloomberg, Business Insider, and South Florida Business Journal. Hamilton & Associates Law Group, P.A.Her blog, SecuritiesLawyer101, regularly covers topics in capital markets, going public processes, NYSE, Nasdaq abd OTC Markets, and securities regulations.

Posts by Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer:

• SEC Charges Aryeh Goldstein, Adar Bays, LLC, and Adar Alef, LLC for Failure to Register; Defendants Agree to Pay $1.25 Million to Settle
• Frederick L. Sharp, Luis Carrillo, Courtney M. Kelln, Mike K.G. Veldhuis, and Paul Sexton Indicted for Long-Running Pump-and-Dump Schemes
• Aditya Raj Sharma Indicted for $10 million Investment Fraud
• SEC Charges Jonathan Farber, Aarif Jamani, and Brian Keasberry with Securities Fraud
• Siddharth Jawahar Indicted for Running a Multi-Million Dollar Ponzi Scheme
• Finra Proposes Rule Change for Stricter Limits for Brokers Borrowing From Clients
• SEC Charges Florida Real Estate Developer Rishi Kapoor with Perpetuating a $93 Million Fraud
• Short Selling: What It Is, and What It Isn’t 
• SEC Charges Dozy Mmobuosi, Tingo Group Inc, AgriFintech Holdings Inc. (f/k/a Tingo Inc.), and Tingo International Holdings Inc with Running a Massive Fraud
• New SEC Exemption from Registration for M&A Brokers
• Raymond Pirrello, Jr, Founder and Executive of Prior2IPO and Late Stage, Charged in Investment Fraud
• Swiss Private Bank, Banque Pictet, Admits To Conspiring With U.S. Taxpayers To Hide Assets And Income In Offshore Accounts And Agrees to Pay More Than $122.9 Million
• Why are Microcaps Trading on the NASDAQ and NYSE Exchanges?
• Form S-3 Registration For NASDAQ, NYSE and OTC Markets Public Companies
• LG Capital Funding Loses Motion to Dismiss
• Overview of Regulation D, Rule 506(b), Rule 506(c) and other Capital-Raising Exemptions
• Current Reports on Form 8-K – What Are SEC Disclosures and Reporting Requirements?
• The Evolving SEC Actions Against Toxic Lenders
• SEC Provides Rule 15c2-11 Relief to Broker-Dealers for Fixed Income Securities
• SEC Adopts new Rule 10c-1a to Increase Transparency in the Securities Lending Market
• SEC Adopts Amendments to Rules Governing Beneficial Ownership Reporting
• Form S-1 Registration Statements Going Public NASDAQ NYSE and OTC Markets
• SEC Charges Stock Squirrel and John Feloni in $1.6 Million Securities Fraud
• SEC Charges Adam R. Long, L2 Capital, LLC and Oasis Capital LLC, as Unregistered Dealers
• SEC Charges Philip Verges, James D. Tilton, Jr., Robert F. Malin and Linda Malin
• SEC Charges Wilson J. Rondini, III and two companies Rondini controls for Operating as Unregistered Broker-Dealers
• OTC Markets OTC Pink Common Disclosure Issues
• SEC Enforcement Issues Wells Notices for Meta Materials Execs
• SEC Charges Digital World Acquisition Corporation SPAC for Material Misrepresentations to Investors
• SEC Charges James P. Anglim in Connection with Fraudulent Scheme to Manipulate Stock Prices