Brenda Hamilton, Securities and Going Public Lawyer
Posts by Brenda Hamilton, Securities and Going Public Lawyer:
Justin Bieber, Kevin Hart, Snoop Dogg, Madonna, Serena Williams, Jimmy Fallon, and More Are Being Sued for Promoting Bored Ape Yacht Club NFTs
Audits With Deficiencies Increased in 2021, According to New PCAOB Staff Report
Foreign Issuer Going Public Registration Statements and SEC Filings
David Stephens, Donald Danks, Jonathan Destler, and Robert Lazerus Indicted for Conducting an International Pump-and-Dump / Money Laundering Scheme Using Loop Industries Inc
SEC Charges Unregistered Brokers, Jeffrey K. Galvani and Stuart A. Jeffery, for Facilitating $1.2 Billion in Penny Stock Trades
Class Action Lawsuit filed against Tom Brady, Stephen Curry and other Athletes and Celebrities that Promoted FTX
Joseph Padilla Arrested and Charged in $7 Million Securities Fraud
SEC Charges Incarcerated Felon (Syed Arham Arbab) and Five Friends in $2 Million Fraud Scheme
What are the SEC Periodic Reporting Requirements? Form 10-K, Form 10-Q and Form 8-K Reports
SEC Registration Statements And Direct Public Offerings Q & A
Nasdaq puts the brakes on IPOs of at least 4 small Chinese companies while it probes suspicious market activity
Five Russians and Two Oil Traders Charged in Global Sanctions Evasion and Money Laundering Scheme
SEC Defendant and FBI Fugitive Justin Costello Arrested
OTC Markets Group Reflects on Amended Rule 15c2-11
Justice Department Awards Nearly $100 Million to Help Reduce Recidivism and Support Successful Reentry to Communities
IPO v Direct Listing Go Public Direct
Rule 506(b) and Rule 506(c) Private Placements under Regulation D
SEC Charges Neil B. Swartz and Timothy S. Hart
Securities and Exchange Commission v. Manhattan Transfer Registrar Company and John C. Ahearn
SEC Charges Kim Kardashian with Violating Section 17(b)
Stock Manipulation, Bed Bath & Beyond as a Meme Stock, and Ryan Cohen
US and China reach deal in dispute over Chinese company audits
SEC Amends Whistleblower Rules to Incentivize Whistleblower Tips
SEC moves to revoke dozens of inactive issuers
Going Public and Direct Public Offerings Provide Benefits in 2022
SEC Targets Publicly Traded Chinese Issuers Under the Holding Foreign Companies Accountable Act
SEC Charges Glenn B. Laken, Davies Wong, Richard Tang and 15 other Defendants and names Jason Black as a Relief Defendant in International Scheme to Manipulate Stocks Using Hacked US Brokerage Accounts
SEC Charges Broker-Dealer Alpine Securities Corporation and Two Employees with Engaging in Unauthorized Securities Transactions
SEC Charges Simon Piers Thurlow, Roger Leon Fidler, Richard Oravec, Bradley Fidler, Bryce Emory Boucher, Joseph D. Jordan in Illegal Microcap Offering
SEC Charges Convertible Note Dealer Crown Bridge Partners, LLC, and its managing members, Soheil and Sepas Ahdoot for Failure to Register