Brenda Hamilton, Securities and Going Public Lawyer
Posts by Brenda Hamilton, Securities and Going Public Lawyer:
SEC obtains asset freezes and other emergency relief against StraightPath Venture Partners LLC, StraightPath Management LLC, Brian K. Martinsen, Michael A. Castillero, Francine A. Lanaia, and Eric D. Lachow
OTCQX Markets Foreign Issuer Dual Listings – OTCQX Eligibility, Listing, Quotation
SEC Obtains Final Judgment Ordering Frederick Sharp to Pay $52,925,214
Attorneys Gone Wild: Shawn Hackman, Elaine A. Dowling, and Harold P. Gewerter
SEC Files Charges Against Michael Forster
OTC Markets Listing and Quotation – OTCQB Requirements
SEC Charges Sung Kook (Bill) Hwang and Archegos Capital Management
Resales of Restricted Securities By Non-Affiliates
SEC Charges 15 Individuals in a $194 Million International Penny Stock Fraud
What Is the OTC Markets Expert Market? Securities Lawyer Blog
SEC Charges Anthony Salandra in Market Manipulation Scheme
SEC Obtains Final Judgments from Chrysilios Chrysiliou and Panagiotis Bolovis for Their Roles in $45 Million Fraudulent Scheme
Old School Ties: Donald Trump Sues Hillary Clinton and Many of Her “Cohorts”
FINRA Extended Hearing Panel Expels Alpine Securities and Orders $2.3 Million in Restitution
Undercover Sting Takes Down Francis Biller, Raymond Dove, and Chester Alvarez in Boiler Room Scheme
Attorney Andrew Coldicutt faces SEC charges after getting caught in an FBI sting
SEC Obtains Final Judgment Against Former Pharmaceutical Company CEO Martin Shkreli
SEC Charges Michael M Beck (aka BigMoneyMike) with Penny Stock Fraud
SEC Proposes Faster Trade Settlement Times
SEC Wins Summary Judgment Against Unregistered Penny Stock Dealer Justin W Keener
Paul Pelosi Jr’s Adventures in Pennyland
SEC Charges Securities Fraud Recidivist Phillip W. Offill, Jr. and Justin W. Herman in Penny Stock Fraud Scheme
Christopher R. Esposito Charged with Securities Fraud
SEC Commissioners Differ on Key Policies
Five Russians Charged in Hacking and Illegal Trading Scheme
More Individuals Charged in Billion Dollar Penny Stock Pump and Dump/Money Laundering Operation
SEC Charges Robert Gandy and Others in 3(a)(10) Penny Stock Scheme
Amended Rule 15c2-11 is Bad News for Shell Vendors
Court Says Toxic Note is Usurious
Steven Gallagher Arrested And Charged With Securities Fraud For Using His Twitter Account To Operate A Pump-And-Dump Scheme