Brenda Hamilton, Securities and Going Public Lawyer
Posts by Brenda Hamilton, Securities and Going Public Lawyer:
- Old School Ties: Donald Trump Sues Hillary Clinton and Many of Her “Cohorts”
- FINRA Extended Hearing Panel Expels Alpine Securities and Orders $2.3 Million in Restitution
- Undercover Sting Takes Down Francis Biller, Raymond Dove, and Chester Alvarez in Boiler Room Scheme
- Attorney Andrew Coldicutt faces SEC charges after getting caught in an FBI sting
- SEC Obtains Final Judgment Against Former Pharmaceutical Company CEO Martin Shkreli
- SEC Charges Michael M Beck (aka BigMoneyMike) with Penny Stock Fraud
- SEC Proposes Faster Trade Settlement Times
- SEC Wins Summary Judgment Against Unregistered Penny Stock Dealer Justin W Keener
- Paul Pelosi Jr’s Adventures in Pennyland
- SEC Charges Securities Fraud Recidivist Phillip W. Offill, Jr. and Justin W. Herman in Penny Stock Fraud Scheme
- Christopher R. Esposito Charged with Securities Fraud
- SEC Commissioners Differ on Key Policies
- Five Russians Charged in Hacking and Illegal Trading Scheme
- More Individuals Charged in Billion Dollar Penny Stock Pump and Dump/Money Laundering Operation
- SEC Charges Robert Gandy and Others in 3(a)(10) Penny Stock Scheme
- Amended Rule 15c2-11 is Bad News for Shell Vendors
- Court Says Toxic Note is Usurious
- Steven Gallagher Arrested And Charged With Securities Fraud For Using His Twitter Account To Operate A Pump-And-Dump Scheme
- Will Small Cap Investors Embrace Donald Trump’s DWAC? The latest Reddit Meme Stock
- Federal Jury Convicts Defendants In NuTech Energy Resources Securities Fraud
- SEC Charges Webcast Host Mark Melnick for His Role in Market Manipulation Scheme
- SEC Obtains Emergency Relief Against Richard Xia Charged with EB-5 Securities Fraud
- SEC Sues Carebourn Capital, L.P. and Its Managing Partner Chip Rice for Acting as an Unregistered Securities Dealer
- Section 12(j) – SEC Termination of Registration, Revocation and Trading Suspensions
- SEC Charges Two Individuals for Wash Trading Scheme Involving Options of “Meme Stocks”
- Forms 211: OTC Markets’ New Role – Quotation, Trading Suspensions and Listing
- Amended Rule 15c-211 Is Only a Week Away – Going Public, Form S-1, Form 211
- SEC Surpasses $1 Billion in Total Whistleblower Awards
- SEC Charges Attorney Frederick Bauman with Participation in IIIegal, Unregistered Securities Offerings
- SEC Files Subpoena Enforcement Action Against Alexander Kon