Brenda Hamilton, Securities and Going Public Lawyer
Posts by Brenda Hamilton, Securities and Going Public Lawyer:
- SEC Charges Two Individuals for Wash Trading Scheme Involving Options of “Meme Stocks”
- Forms 211: OTC Markets’ New Role – Quotation, Trading Suspensions and Listing
- Amended Rule 15c-211 Is Only a Week Away – Going Public, Form S-1, Form 211
- SEC Surpasses $1 Billion in Total Whistleblower Awards
- SEC Charges Attorney Frederick Bauman with Participation in IIIegal, Unregistered Securities Offerings
- SEC Files Subpoena Enforcement Action Against Alexander Kon
- A Tale of Two Unregistered Dealers – Toxic Convertible Note Lenders Under SEC Scrutiny
- SEC Whistleblower – Dodd Frank Revisions to be Proposed
- SEC Charges Unregistered Dealers Alexander Dillon, Cosmin Panait, Larry Adams and Salvador Rosillo
- Emerging Growth Company Status and the Going Public Process
- SEC Obtains Default Judgment in Edgar Hacking Case
- Understanding the September 28 Amended Rule 15c2-11 Deadline
- SEC Pursues Unregistered Dealers, Toxic Financing, Toxic Convertible Notes
- SEC charges former Nikola CEO with securities fraud
- SEC Charges Charlie Abujudeh in Microcap Fraud Scheme Targeting Retail Investors
- SEC charges Marlon Muller with stock manipulation
- TD Ameritrade puts out list of liquidation only stocks ahead of September 28, 2021 Rule 15c-211 amendments
- SEC charges former CEO and CFO of FTE Networks, Inc with accounting fraud
- SEC Suspends Trading in 55 Abandoned Issuers in Sweeping Order
- SEC Charges Three Individuals with Insider Trading
- SEC sanctions Elaine A. Dowling and Harold P. Gewerter and charges Shawn Hackman in scheme to skirt a previous ban
- SEC Charges Goldman Small Cap Research and its Owner for Failing to Disclose Compensation
- SEC Suspends Trading in Enerkon Solar International Inc (ENKS)
- OTC Markets Requests 15c-211 Disclosures by June 30
- Rule 15c2-11 Compliance Deadline Is Just Around the Corner
- What is the OTC Link? OTC Markets Lawyer
- SEC Charges Mark Miller for Hijacking Inactive Penny Stock Companies to use for Pump & Dump Schemes
- Senators Leahy and Grassley Introduce EB-5 Investor Visa Integrity Reform Bill
- SEC Charges RenovaCare, Inc and its Controlling Shareholder with Securities Fraud
- SEC Charges U.S. Promoters of $2 Billion Global Crypto Lending Securities Offering
