Brenda Hamilton, Securities and Going Public Lawyer
Posts by Brenda Hamilton, Securities and Going Public Lawyer:
- SEC Suspends Trading in 55 Abandoned Issuers in Sweeping Order
- SEC Charges Three Individuals with Insider Trading
- SEC sanctions Elaine A. Dowling and Harold P. Gewerter and charges Shawn Hackman in scheme to skirt a previous ban
- SEC Charges Goldman Small Cap Research and its Owner for Failing to Disclose Compensation
- SEC Suspends Trading in Enerkon Solar International Inc (ENKS)
- OTC Markets Requests 15c-211 Disclosures by June 30
- Rule 15c2-11 Compliance Deadline Is Just Around the Corner
- What is the OTC Link? OTC Markets Lawyer
- SEC Charges Mark Miller for Hijacking Inactive Penny Stock Companies to use for Pump & Dump Schemes
- Senators Leahy and Grassley Introduce EB-5 Investor Visa Integrity Reform Bill
- SEC Charges RenovaCare, Inc and its Controlling Shareholder with Securities Fraud
- SEC Charges U.S. Promoters of $2 Billion Global Crypto Lending Securities Offering
- The SEC just suspended my stock! Now what?
- SEC Charges Healthcare Company and Its Founder with Multimillion Dollar Fraud
- Two Jackson Men Charged in Multi-Million Dollar Fraud Scheme Conspiracy
- Going Public: Myths and Misinformation about Reverse Mergers
- David C. Coggins Sentenced for $1.3 Million Securities Fraud Scheme
- There has never been a better time to be a Whistleblower
- SEC Charges Broker-Dealer for Failures Related to Filing Suspicious Activity Reports
- Mark Lisser Pleads Guilty to Securities Fraud Conspiracy
- SEC Charges Under Armour Inc With Disclosure Failures
- Court Enters Judgments Against Promoters in Pump-And-Dump Scheme
- TD Ameritrade to restrict orders in Caveat Emptor designated OTC securities to liquidating trades only
- Robinhood Legal Battle Updates
- SEC Charges Ubong Uboh and Tyler Crockett for Using a Call Room to Manipulate Stocks
- Five Individuals Charged in Fraud Stock Offering, Stock Manipulation and Money Laundering Scheme
- Six Individuals Charged with a Multi-Million Dollar Scheme to Peddle Fraudulent Stocks
- Direct Public Offering Attorneys, DPO, Go Public Direct
- SEC Cleans up OTC Markets – SEC Trading Suspension of 71 Penny Stocks
- SEC Says Unregistered Dealer Almagarby’s Convertible Notes Are Toast