Brenda Hamilton, Securities and Going Public Lawyer
Posts by Brenda Hamilton, Securities and Going Public Lawyer:
- SEC Charges Broker-Dealer for Failures Related to Filing Suspicious Activity Reports
- Mark Lisser Pleads Guilty to Securities Fraud Conspiracy
- SEC Charges Under Armour Inc With Disclosure Failures
- Court Enters Judgments Against Promoters in Pump-And-Dump Scheme
- TD Ameritrade to restrict orders in Caveat Emptor designated OTC securities to liquidating trades only
- Robinhood Legal Battle Updates
- SEC Charges Ubong Uboh and Tyler Crockett for Using a Call Room to Manipulate Stocks
- Five Individuals Charged in Fraud Stock Offering, Stock Manipulation and Money Laundering Scheme
- Six Individuals Charged with a Multi-Million Dollar Scheme to Peddle Fraudulent Stocks
- Direct Public Offering Attorneys, DPO, Go Public Direct
- SEC Cleans up OTC Markets – SEC Trading Suspension of 71 Penny Stocks
- SEC Says Unregistered Dealer Almagarby’s Convertible Notes Are Toast
- Is the SEC Sending a Big Hint With Its Latest Penny Stock Suspension?
- The SEC charges Giuliani Associates Lev Parnas and David Correia
- Two Recidivists That Met Behind Bars Busted for Securities Fraud
- Executive Order 13959 Sees Its First Casualties
- SEC Amends Rule 144 for Convertible Notes and Unregistered Dealers
- Nine Individuals Indicted in Global Resource Energy Inc (GBEN) “Pump and Dump” Scheme
- SEC Approves NYSE Plan for Direct Listings
- SEC Charges The Cheesecake Factory For Misleading COVID-19 Disclosures
- House Passes Marijuana Decriminalization Bill
- Nasdaq Announces New Proposed Listing Requirements to Advance Diversity
- Congress passes a Bill that forces Chinese stocks to meet US accounting standards
- Securities Lawyer, Thomas Craft And Disbarred Attorney, Richard Rubin Charged by SEC for Fraudulent Legal Opinions
- OTCQX Listing and Eligibility – OTC Markets Lawyer
- What is a SPAC?
- Possible replacements for Jay Clayton as SEC Chair
- Jay Clayton won’t be sitting on his hands during his last month as the SEC Chair
- Jeffrey D. Martin Charged with Manipulating Publicly Traded Stocks in Multiyear “Pump and Dump” Securities Fraud Scheme Worth Over $19 Million
- SEC Charges Benja and Andrew J. Chapin With Defrauding Investors
